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Head of Compliance, Hong Kong


A Career with Point72's Compliance team
The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm's compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72's success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.
What you'll do
We are looking for an experienced and solutions- oriented compliance professional to lead our Hong Kong based Compliance team. You will report to the Chief Compliance Officer, International, and will work closely with your fellow compliance professionals, investment professionals, and others across the firm.
Specifically, you will:
Design, implement, and maintain the firm's overall compliance framework for Hong Kong
Identify, assess and advise on regulatory and compliance risks and provide thought leadership on regulatory change and implementation
Partner with senior management on business initiatives and provide management reporting
Manage the local Compliance team as part of the broader compliance function in AsiaPacific, and partner closely with compliance teams across the globe
Act as Manager in Charge for Compliance and AML, serve as the main point of contact for the Securities and Futures Commission (SFC) and manage any regulatory enquiries
What's Required
Proficiency in English and Mandarin
Law school graduate
15+ years' experience, in a regulatory law, equity trading or hedge fund environment
Previous experience managing teams or individuals
Experience interpreting and applying the Securities and Futures Ordinance rules
Understanding of SFC regulations and rules and broader Asia market regulations
Ability to act with autonomy and decisiveness with a strong attention to detail and accuracy
Strong multitasking, organizational and communications skills
Commitment to the highest ethical standards
We take care of our people
We invest in our people, their careers, their health, and their well-being. When you work here, we provide:
Health care benefits
Generous parental and family leave policies
Mental and physical wellness programs
Volunteer opportunities
Support for employee-led affinity groups representing women, minorities and the LGBT+ community
Tuition assistance
About Point72
Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry's brightest talent by cultivating an investor-led culture and committing to our people's long-term growth. For more information, visit

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